In order to ensure that your incorporated NBFC (Non Bank Finance Company) runs effectively, there are certain compliance which need to fulfill as and when arises. For effectively, efficiently and economically running of company, statutory compliance need to fulfill timely, timely compliance ensure saving in unnecessary and unproductive expenditure in terms of penalty, late fees fine, interest etc. Compliance of registered NBFC Companies are broadly categorized in three category; one is NBFC Annual Filing Compliance, Monthly / Quarterly statutory Compliance and another is event based Compliance. NBFC Annual Filing Compliance are such return and forms which need to file annually irrespective of the fact whether any business activity carried on during the year or not. Such Annual Compliances are required to be filed in the form of return which has predetermined dates to be met. All NBFC Annual Filing Compliance need to be filed online on MCA Portal. Monthly / Quarterly Statutory Compliance are such returns and forms which need to file on monthly / quarterly basis if the Public limited company also has registered GST Number; TAN number for TDS return filings; PF and ESI registered entity to fulfil labour law compliances. Event based compliance are such return and forms which need to file as and when any event arises such as Change in Registered office Address, Resignation / removal of Partner, Addition / Admission of new Partner, any other event etc. Certain Annual Compliance required to be fulfill by registered NBFCs are:

NBFC Annual Filing RoC Compliance
Form – AOC-4 CFS (NBFC)	Annual Return of NBFC	It cover Consolidated Financial Statement comprises of Profit & Loss and Balance Sheet	Within 30 days of Annual General Meeting
Form – AOC-4 NBFC (IND AS)	Annual Return of NBFC	It cover standalone financial statement comprises of Profit & Loss and Balance Sheet	Within 30 days of Annual General Meeting
Form – MGT-7	Annual Return of NBFC	It cover annual return with details of Board Meetings held by Public Limited Companies	Within 60 days of Annual General Meeting
RBI Compliance for NBFC
Form NBS-1	For NBFC Accepting public Deposit	It is quarterly return providing details of asset and liabilities, Profit and Loss	Within 15 days from the end of quarter
Form NBS-2	For NBFC Accepting public Deposit	It is return on compliance of prudential norms by NBFC such as Capital Adequacy, Asset Classification, provisioning	Within 15 days from the end of quarter
Form NBS-3	For NBFC Accepting public Deposit	It is return on investment made by NBFC, Statutory investment in liquid asset such as CG/SG Securities, Treasury Bills, etc	Within 15 days from the end of quarter
Form NBS-4	For NBFC Accepting public Deposit	It is return on public deposit whose maturity is not met by NBFC. This return is called by RBI anytime	Within 30 days from the end of the year
Form NBS-7	For NBFC-ND-SI	It is return on compliance of prudential norms by NBFC such as Capital Adequacy, Asset Classification, provisioning	Within 15 days from the end of quarter
Form NBS-8	For NBFC non deposit taking (Asset size above 100 crore)	It is return on financial indicator comprises of Asset & Liabilities and exposure to sensitive sector	Within 60 days from the end of year
Form NBS-9	For NBFC non deposit taking (Asset size below 100 crore)	It is return on financial indicator comprises of Asset & Liabilities and exposure to sensitive sector	Within 60 days from the end of year
Form ALM	Asset Liability Management for all NBFC	It is return on Asset Liability management bucket wise as per their maturity. This return required to be filed on quarterly (ALM-1), Half-yearly (ALM-2) and yearly basis (ALM-yearly).	As per requirement
SMA-2 Return	Return on stressed assets	It is required to be filed to early identification of stressed assets	Every Friday of the week
CRILC	Return on stressed assets	It is required to be filed to early identification of stressed assets	Within 21 days from the end of quarter
Income Tax Compliance
ITR-5	Income Tax Return	Income Tax return also comply with Tax Audit Report and annexure	30th September

The dates provided herein are the statutory dates, these might be change, during last hour considering the status of Return filed, and respective department might increase the date for return filings. We advice our clients well before time for all applicable statutory return and NBFC Annual Filing compliance. With the ever changing Law and regulatory requirements, we keep on track and advise the same on timely manner in order to ensure proper compliance for NBFC Annual filing and other statutory returns. We at ReturnFilings.Com will understand the purpose of your compliance for NBFC in India and thereafter will provide you detailed analysis mentioning the law requirement and compliances need to fulfil in order to operate it economically and efficiently. We at ReturnFilings.Com will provide you details of regulatory returns for NBFC Annual Filing in order to ensure proper smooth and timely compliance. We at ReturnFilings.Com are determinate to provide end to end solution; our motto is you concentrate on your business while we at ReturnFilings.Com will take care of all your compliance need related to NBFC Annual Filing and other related compliance.